ARIS

PRIVACY POLICY

FACTS: WHAT DOES EVOKE-ARIS DO WITH YOUR FINANCIAL INFORMATION?

 
Why? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.
What?

The types of personal information we collect and share depends on the product or service you have with us. This information can include:

  • Social Security number and income
  • Account balances and assets
  • Transaction history
How? All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons Evoke-ARIS chooses to share; and whether you can limit this sharing.





 

Reasons we can share your personal information

Does Evoke-ARIS share?

Can you limit this sharing?
For our everyday business purposes: such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus

Yes

No

For our marketing purposes: to offer our products and services to you

 Yes No

For joint marketing with other financial companies

No

Not Applicable

For our affiliates’ everyday business purposes: information about your transactions and experiences

 No Not Applicable

For our affiliates’ everyday business purposes: information about your creditworthiness

 No Not Applicable

For our affiliates to market to you

 No Not Applicable

For nonaffiliates to market to you

 No Not Applicable
 

Questions? Call (424) 283-3800
 

Who we are

Who is providing this notice?

Evoke-ARIS
 

What we do

How does Evoke-ARIS protect my personal information?

To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and building.

How does Evoke-ARIS collect my personal information?

We collect your personal information, for example, when you:

  • Open an account
  • Deposit money
  • Seek advice about your investments
  • Enter into an investment advisory contract
  • Tell us about your investment or retirement portfolio or earnings

We also collect your personal information from other companies.
 

Definitions

Affiliates

Companies related by common ownership and control. They can be financial and nonfinancial companies.

  • We have no affiliates.

Nonaffiliates

Companies not related by common ownership and control. They can be financial or nonfinancial companies.

  • We do not share with nonaffiliates so that they can market to you.

Joint marketing

A formal agreement between nonaffiliated financial companies that together market financial products or service to you.

  • We do not jointly market.